Tag Archives: Regulation and compliance

Financial advisors and remote work

Financial advisors and remote work

[ad_1] “All things remote inspections, return to the office and the definition of branch offices.” Those are the three topics that Kayte Toczylowski, the vice president of member relations and education at the brokerage industry’s regulator, said “come up in pretty much every meeting I have with member firms.” Her words came during an interview…

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Digital marketing strategies for financial advisors

Digital marketing strategies for financial advisors

[ad_1] Advisors have many options when it comes to marketing their business online. The key isĀ  choosing one that can maximize client recruitment and lead to achievement of a firm’s strategic goals. Over 40% of advisors landed more clients via social media marketing and nearly one-third plan to increase their website spends in 2022, according…

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