Tag Archives: settles

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SEC Settles First Charges Stemming From Updated Marketing Rule

The Securities and Exchange Commission has settled its first charges related to its amended marketing rule. The violation centers on a fintech investment advisor that allegedly made misleading statements in marketing materials touting hypothetical performance metrics related to its crypto strategy. As a result of settling charges with the commission, New York-based robo-advisor Titan Global Capital Management…

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West Virginia settles $7.9 million lawsuit with Juul

Juul Labs will pay West Virginia $7.9 million to settle a lawsuit over the e-cigarette company’s marketing tactics targeting teens, the state’s Attorney General Patrick Morrisey announced on Monday. CBS News said the smoking company violated the state’s Consumer Credit and Protection Act and was using social media and popular influencers to unfairly target teens…

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