Tag Archives: Charges

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SEC Settles First Charges Stemming From Updated Marketing Rule

[ad_1] The Securities and Exchange Commission has settled its first charges related to its amended marketing rule. The violation centers on a fintech investment advisor that allegedly made misleading statements in marketing materials touting hypothetical performance metrics related to its crypto strategy. As a result of settling charges with the commission, New York-based robo-advisor Titan Global Capital…

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