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FINRA Re-Proposes Work-From-Home Supervisory Locations – Fund Finance
[ad_1] 17 April 2023 Goodwin Procter LLP To print this article, all you need is to be registered or login on Mondaq.com. FINRA recently re-proposed amendments to its supervision rule that would enable firms to treat a private residence as a non-branch location even if specified supervisory activities are conducted there.…
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